A financial institution offering professional advice to companies and also preparing documentation for submission to the regulator, the exchange, shareholders, investors, and the general public for the purpose of public offering of stocks, stock listing, corporate financial restructuring, preparation of a company rehabilitation plan, etc. In Thailand, a financial institution must have a license granted by the SEC to conduct the financial adviser business.
A professional who helps individuals and businesses in an ongoing process to arrange and coordinate their personal and business financial affairs to enable them to achieve their objectives.
a licensed professional who provides objective advice about one or many aspects of your finances and who also may manage some of your assets. Different types of financial advisors—tax advisors, accountants, investment managers, attorneys—offer different kinds of expertise. To start, couples may want to meet with someone who offers a no-strings-attached, fee-based consultation for guidance on what types of financial advice they need and what type of advisor(s) can best provide it.
A licensed professional who can help with a variety of issues such as retirement planning, investing and, if qualified to do so, insurance. Click here to learn more about Choosing a Financial Advisor. See also Certified Financial Planner.
A registered representative who places trades, provides guidance, and offers advice on an individual's financial needs, plans, and goals for a fee.
A financial advisor is a person who engages in the business of advising others on the purchase and sale of securities. The advisor/client relationship may be based on advice only or the advisor may have full discretion to purchase or sell securities for the client.
an expert in the field of finance, taxes, investments and law
a professional in the finance world who can give you financial advice on some or all of the following matters Mortgages Debt reduction Debt elimination Loans
a trained professional you go to to seek financial advice on investments and stuff
An individual who advises clients on one or more aspects of their finances. Financial advice comes in many forms and from many sources. It can be from an insurance agent who recommends certain types of insurance, an accountant who offers tax tips, or a mortgage broker who suggests a home financing strategy. A financial advisor is not to be confused with a financial planner, although their roles may overlap. A financial planner analyses a client's total financial situation and prepares a comprehensive plan to help that person attain financial security in the long term.
Person who is forced by regulations to reveal that they have a serious conflict of interest due to them getting compensated for selling you investment products that they earn the most commission on rather than the ones that are best for you. See Independent Financial Advisor.
The financial advisor is the person who assists one in drawing up a financial plan by taking into account one's risks and investment goals. He or she should have the relevant product knowledge and insight to advise one on the best method of attaining those goals. A financial advisor may or may not be attached to a specific assurance company. They get paid a commission on the products sold.
An individual or group of individuals who are hired by the Issuer to represent their interests in structuring a single family mortgage revenue bond issue or a multifamily revenue bond issue.
A consultant to an issuer who provides advice with respect to the structure, timing, terms, or other similar matters concerning a new issue.
Professional advisor offering financial counsel. Some financial advisors charge a fee and earn commissions on the products they recommend to implement their advice. Other advisors only charge fees and do not sell any products or accept commissions. Some financial advisors are generalists, while others specialize in specific areas such as investing, insurance, estate planning and taxes.
An advisor employed to provide advice on subjects related to investing and personal financial decisions.
Generally a bank, investment-banking company or independent consulting firm that advises the issuer on all financial matters pertaining to a proposed issue and is not part of the underwriting syndicate.
With respect to a new issue of municipal securities, a consultant who advises the issuer on matters pertinent to the issue, such as structure, timing, marketing, fairness of pricing, terms and bond ratings. A financial advisor may also be employed to provide advice on subjects unrelated to a new issue of municipal securities, such as advising on cash flow and investment matters. The financial advisor is sometimes referred to as a “fiscal consultant” or “fiscal agent.” A broker-dealer that acts as a financial advisor is subject to MSRB rules. Compare: PRICING ADVISOR.
An investment professional who provides financial planning and advice to help individuals achieve and address a multitude of financial goals and insurance needs.
A professional offering financial advice to clients for a fee and/or commission. Many investors turn to financial advisors to develop and monitor a financial plan that is geared toward meeting a specific goal/s, given their individual time horizon and risk tolerance.