About us
Definitions for "Rules Of Fair Practice"
Keywords:  nasd, equitable, principles, fraud, ethics
Related Terms: Dbcc, Compliance department, National association of securities dealers, Msrb, Municipal securities rulemaking board, District business conduct committee, Securities commission, Self-regulatory organization, Securities & exchange commission, Maloney act of 1938, Uniform practice code, Nasd, Sec, Rule 144a, Regulation d, Securities exchange act of 1934, Sro, National association of securities dealers, inc, Securities and exchange commission, Securities and futures authority, Regulation a, Sfa, Regulation fd, Regulated market, Listing rules, House maintenance requirement, Blue sky laws, Securities act of 1933, Blue sky law, Know your customer, Securities act, Blue-sky laws, Regulator, Compliance, Bylaw, Rule 144, Regulations, Regulation t, Regulation, House rules, Financial services authority, Asic, By-laws, Regulation, Registered representative, Ssc , Ria, National futures association, Commodity futures trading commission, Law
Rules established by the NASD that lay down guidelines for just and equitable principles of trade and business in securities markets.
getfolio.com
Rules established by NASD to protect the best interests of the securities investor. see also code of procedure.
199.96.2.123
Part of the NASD rules that govern the dealings of firms with the public.
accutrade.com
View 2 more results