In the United States, a statement filed with the Securities and Exchange Commission on securities issues that discloses relevant information to the public.
Document filed with the SEC by an Issuer in order to comply with the registration requirements under the Securities Act of 1933 with regard to (i) offerings of securities to the public and (ii) resale of such securities to the public by purchasers of Restricted Securities (e.g, Equity Private Placements). The most common registration statements filed by Issuers regarding Equity Private Placements are Forms S-1, S-3, SB-1, and SB-2. Issuers must meet varying eligibility requirements in order to use a specific registration statement. Registration statements must be declared effective by the SEC prior to resale of the securities purchased in an Equity Private Placement. Alternatively, Investors may make resales of such securities to the public in accordance with Rule 144.
A document filed with the Securities and Exchange Commission that explains the purpose of making an offering to the public. The registration statement also details important financial, operational, and historical information about the company.
A document that must be filed with the SEC before securities can be sold to the public. It describes the business of the issuer of the securities, how the proceeds of the offering will be used and includes some background on the principal executives, audited financial statements, and other pertinent data.
a report required to be filed with the Securities and Exchange Commission before securities can be issued to the public; must include audited financial statements.
The document and supporting information filed by a registrant to begin the REGISTRATION of a SECURITY.
A carefully prepared set of documents, including a prospectus, which is filed with the SEC prior to an initial public offering. see also Form S-1, registered company, registered security.
A legal document filed with the SEC to register securities for public offering that details the purpose of the proposed public offering. The statement outlines financial details, a history of the company's operations and management, and other facts of importance to potential buyers. See: Registration.
A legal document that is filed with the SEC to register securities for public offering.
A set of documents, including a prospectus, which must be filed with the Securities and Exchange Commission before a firm can release its initial public offering and begin trading.
Sometimes provided at the time of registration and providing you with the new charges assessed resulting from recent registration activity. All activity from a Registration Statement will appear on a subsequent regular Monthly Billing Statement.
The disclosure document filed with the SEC in accordance with the registration requirements of the federal securities laws. The registration includes the prospectus and other information including exhibits.
a complete disclosure to the SEC of all material information with respect to the issuance of the specific securities
a detailed filing made by a company with updated financials, a description of terms of the stock offering and other detailed information
a disclosure document filed with the SEC to register securities for sale to the public
Disclosure document filed with the Securities and Exchange Commission to register a security for sale. The statement includes a prospectus, required to be delivered prior to or with the confirmation of a sale of a security. It also outlines financial details, a history of the company's operations and management, investment objectives, risks and other facts material to an investor's investment decision.
As part of the IPO process the company must file a registration statement with the SEC. This document describes the company, its management and its financials. The IPO process cannot proceed until the SEC is satisfied with the registration statement.
Issued by the Registrar's Office, your Registration Statement lists your registered, wait-listed and deleted courses and labs for each academic session, including course name and unit value. Your Registration Statement provides you with an opportunity to check your “official” registrations and report any missing courses/courses you are not taking/correct sections to the Registrar's Office.
A document filed with the SEC which discloses pertinent information relating to a company's operations, securities, management, and the purpose of the offering. Before a security may be sold on a national stock exchange, it must be registered.
The document disclosing the purpose of the IPO. See Registration.
A document including a prospectus with exhibits prepared primarily by the issuing company, its counsel, and independent accountants, with the help of the managing underwriter and its counsel. Once prepared, it is filed with the SEC.
To go public, a company must file a registration statement with the SEC. This document, filed electronically via EDGAR, contains a description of the company, its management and its financials. The material is reviewed by the SEC for its completeness, amount of disclosure and its presentation of accounting information. The IPO cannot go forward until the SEC is satisfied with the document. In some cases such as when the SEC takes issue with a company's accounting methodology, the registration process can take months.
This is the document filed by a company to register securities with the SEC for sale to the public. It describes the business of the company, the amount of money it is seeking to raise, its financial condition, its principal stockholders, the potential risks for investors, the background of management and the manner in which the company intends to spend its funds. Once the Registration Statement becomes "effective" -- that is after the SEC has advised the company that it may proceed - the securities are offered for sale to the public.
The application for the registration of securities required to be filed with the SEC
Document detailing a security's vital information which must be filed with and approved by the Securities and Exchange Commission before sale to the public.
Before a public offering may be made of new securities by a company, the securities must be registered under the Securities Act of 1933. A registration statement is filed with the SEC by the issuer. It must disclose pertinent information relating to the company's operations, securities, management, and purpose of the public offering. Before a security may be admitted to dealings on a national securities exchange, it must be registered under the Securities Exchange Act of 1934. The application for registration must be filed with the exchange and the SEC by the company issuing the securities. It must disclose pertinent information relating to the company's operations, securities, and management.
A disclosure document filed with the SEC in compliance with Federal securities laws.
Document filed with the Securities and Exchange Commission (SEC) explaining an impending issue and pertinent data about the issuer. Based on the information provided, the SEC either permits or prevents the issue from being offered.
A disclosure document required to be filed with the SEC pursuant to the Federal Securities Act of 1933 for non-exempt securities that will be sold to the public. The document must detail financial facts about the corporation, its background, and biographies of the company's administrators. It must contain complete details about the firm and the stock being issued.
A document required to be filed with the SEC by the issuer of securities before public offering may be attempted. The Securities Act of 1933 mandates that it contain all material and accurate facts. Such a statement is required also of affiliated persons intent upon offering sizeable amounts of securities. The SEC examines the statement for a twenty-day period, seeking obvious omissions or misrepresentations of fact.
a document containing information on a company, its management, and its finances that must be submitted via EDGAR to the SEC, and that must be approved by the SEC prior to an IPO
Documented relevant information about a new securities issue of a company or limited partnership, which must be filed with the SEC. This lengthy document contains financial, historical and administrative details about the issue, which allow investors to make educated decisions.
Forms filed with the Securities and Exchange Commission (or the appropriate state regulatory agency) in connection with a proposed offering of new securities or the listing of outstanding securities on a national exchange