The single statutory financial regulator in the UK. In order to do business in the UK most financial service firms must get permission from the FSA. The FSA regulates banks, building societies, credit unions, insurance and investment firms and independent financial advisers. The FSA is also responsible for Lloyd's Insurance Market and in 2004 its powers will be extended to cover general insurance advice and mortgage lending. However, the FSA does not cover loans, credit, occupational pension schemes and their administration
(FSA) Financial services industry regulator in the United Kingdom.
An independent watchdog set up by the government to regulate financial services and protect investors' rights. It provides free and independent information about financial matters on its website, which can be found in our useful links section.
The organisation that regulates the sales and marketing of financial products such as pensions.
Sole regulatory authority for the UK financial services industry.
A Government body which will protect investors by regulating all investment businesses in the UK. The FSA took over from the Personal Investment Authority and other regulators in 2000 when the Financial Services and Markets Bill was enacted.
(FSA) Regulator instituted in October 1997 to take over from the SIB in regulating and supervising most forms of investment and deposits sold to the public.
Regulatory authority given statutory powers by the Financial Services and Markets Act 2000. Responsible for overseeing and authorizing Recognised Clearing Houses (RCHs) and Recognised Investment Exchanges (RIEs) and also firms who carry out investment business. The FSA's four statuatory objectives are: maintaining market confidence; promoting public awareness of the financial system; consumer protection and the reduction of financial crime.
The regulator for the financial services industry. Check out their web site here.
The Financial Services Authority is an independent... Add a comment
Homebank Mortgages Ltd is authorized and regulated by the Financial Services Authority. The firm provides financial advice on regulated and non-regulated products.
The independent body that has been given the responsibility of regulating the financial services industry. The Financial Services Authority report to the Treasury.
main regulatory body appointed by the government to oversee the financial services industry in the UK. Since December 2001 it has been the single statutory regulator responsible for the savings, insurance and investment business.
This is the government body that regulates all aspects of the financial services industry in the UK.
The FSA is the regulator for the financial services industry in the United Kingdom.
The agency created by the Financial Services and Markets Act 2000 to be the sole financial regulator in the UK.
The independent non-governmental body that regulates the financial services industry, promotes better understanding of the UK’s financial systems and helps protect consumers.
The Financial Services Authority (FSA) has been designated as a single regulator for the financial services sector The FSA web-site address is www.fsa.gov.uk
The Financial Services Authority is the UK regulator for the financial services industry.
The agency appointed by the government to oversee the regulation of the investment industry
The chief city regulator which has extensive powers over the conduct of business by companies based in the United Kingdom.
(FSA): The Financial Services Authority - commonly referred to as the FSA, has a main role to police all types of regulated activity. It was granted full power back in December 2001.
The successor to the Securities and Investment Board (SIB). Currently holds the registrations of all firms authorised to conduct investment business in the UK. Will take over the functions of the Self Regulated Organisations when the Financial Services and Markets Bill becomes law.
The top investment watchdog, set up by the government under the Financial Services & Markets Act 2000.
The UK regulator for the financial services industry, which includes investment management companies, banks, building societies and insurers. The FSA has four statutory objectives; to maintain confidence in the UK financial system; to promote public understanding of the financial system; to secure the right degree of protection for consumers and to help reduce financial crime.
This is the main regulatory body covering the financial services industry and is gradually incorporating the responsibilities of several other financial watchdogs including the Personal Investment Authority and Investment Management Regulatory Organisation. The FSA has published a range of factsheets on different pension issues. The key one for those considering stakeholder pension is Stakeholder pensions and decision trees. Financial Services Authority, 25 The North Colonnade, Canary Wharf, London E14 5HS. Tel: 020 76761000. Consumer helpline: 0845 606 1234 (local rate). Website: http://www.fsa.gov.uk
Set up in December 2001, the FSA is Britain's single statutory financial regulator, replacing nine previous watchdog bodies. Its responsibilities range from the sale of endowments and insurance to controls on City dealers trading in derivatives. Almost all kinds of financial services firms must get permission from the FSA to do business in the UK. The FSA regulates banks, building societies, credit unions, insurance and investment firms (stockbrokers and fund managers) and independent financial advisers. It has powers to investigate, discipline and prosecute. It also has the power to impose unlimited fines on anyone who commits market abuse - for example, buying shares in a company with inside knowledge of a forthcoming takeover.
The independent watchdog, appointed by the Government, that regulates financial services. The FSA took over statutory regulation for all mortgage business on the 31st October 2004 and for general insurance business on the 14th January 2005.
The Financial Services Authority (FSA) is an independent body with statutory powers who are responsible for supervising financial firms, maintaining confidence in the financial system, providing protection for consumers and reducing financial crime.
An independent body which regulates the financial service industry in the UK. Their aim is to help consumers become better informed about financial matters and to help protect consumers.
The single regulatory authority for the UK financial services industry.
This organisation is responsible for Authorising and Regulating companies within many business sectors, including the mortgage industry.
Chief financial regulator for the financial services industry. The body to turn to if you want general advice or to complain about any aspect of personal finance. Its web site ( www.fsa.gov.uk) offers lots of useful guidance. And if you want to check whether a certain financial company is fully authorised to be doing what it is doing, look at the FSA's Central Register ( www.thecentralregister.co.uk). Here are the FSA's other contact details: Address: The Financial Services Authority 25 The North Colonnade Canary Wharf London E14 5HS Telephone: Switchboard: 020 7676 1000 Public Enquiries (including Central Register authorisation queries): 0845 606 1234 (local call rates) Fax: 020 7676 1099 E-mail:
[email protected]
The Financial Services Authority (FSA) is the independent watchdog set up by the government to regulate financial services and protect your rights. The FSA has regulated mortgage sales since 31 October 2004. All lenders must be authorised by the FSA, and brokers must either be authorised directly by the FSA or be agents (known as "appointed representatives") for other authorised firms. This means that all firms must follow FSA rules when dealing with you. You can check that a mortgage firm is authorised through the FSA website - or by calling the FSA Consumer Helpline (0845 606 1234).
The agency designated by the DTI to regulate investment business as required by FSA 1986. It is the main regulator of the financial sector and was formerly called the Securities and Investments Board (SIB).
Was set up in late 1997 and will become the new single regulator for financial services, including banks & building societies, in 1999, when a new Financial Services Act has been passed.
The Financial Services Authority (FSA) is an independent non-governmental body, given statutory powers by the Financial Services and Markets Act 2000
(FSA) This is the organisation that regulates financial business, such as pensions. It has replaced the Personal Investment Authority among other bodies. The FSA's telephone number is 0845 606 1234 .
Regulator of all providers of financial services in the UK.
The FSA is an independent organisation that regulates and monitors the financial services industry in the UK. It works on behalf of consumers to help protect their interests and educate about the benefits and risks of investment. The FSA has a web site at www.fsa.gov.uk which contains general information and guidelines as well as comparative information on some financial products.
Financial Services Authority is an independent non-government company that regulates all financial services in United Kingdom . It is an open and transparent organization that provides information for both firms and consumers alike on plans, policies and rules.
The Financial Services Authority (FSA) is an independent body set up by the Government to regulate the financial services industry.
A government authority, whose main function is to protect investors. They also regulate investment business in the UK.
The UK regulator responsible for fund management, product selling, broker-dealer firms, banks, market abuse and investor compensation.
FSA) The financial service industry's regulator. The main aim of the regulator is to protect the consumer.
The Financial Services Authority ("FSA") is an independent non-departmental public body and quasi-judicial body that regulates the financial services industry in the United Kingdom. Its main office is based in Canary Wharf, London, with another office in Edinburgh. When acting as the competent authority for listing of shares on a stock exchange, it is referred to as the http://www.fsa.gov.uk/Pages/Doing/UKLA/index.shtml UK Listing Authority (UKLA), and maintains the Official list.