(previously known as The Securities Association)The Self-Regulating Organization responsible for regulating the conduct of brokers and dealers in securities, options and futures, including most member firms of the Exchange.
Regulatory authority for securities and futures brokers in the UK. It handles complaints against stockbrokers. It was formed through a merger in 1991 of the Securities Association and the Association of Futures Brokers and Dealers.
The Regulatory body for the securities and futures markets in the UK. Formed in 1991 through a merger of the Securities Association and the Association of Futures Brokers and Dealers.
The self-regulating organisation (SRO) which has responsibility for regulating all firms engaged in the Securities and Futures sector of the financial services market. However, since December 2001 all regulatory functions of the SFA has been absorbed into the Financial Services Authority.
The self-regulatory organization (SRO) for stockbrokers and other dealers that has now been rolled into the Financial Services Authority.
SRO responsible for regulating securities and futures firms.
The SRO governing stock market, stockbrokers, merchant banks, discount houses and firms dealing in derivatives.