A term used to describe a company who has an officer or partner a member of the New York Stock Exchange or other organized or clearing corporation.
(1) A broker-dealer in which at least one of the principal officers is a member of the New York Stock Exchange, another exchange, a self-regulatory organization, or a clearing corporation. (2) A member of the National Futures Association.
broker/dealer in which at least one of the general partners (if a partnership) or officers (if a corporation) is a member of an exchange self-regulatory organization, or a clearing corporation. also called member corporation if the firm is a corporation. opposite of nonmember firm. see also allied member, Designated Order Turnaround, supervisory analyst.
Any broker or dealer who is a member of a national securities exchange.
A securities brokerage firm having one or more partners or officers who are members of the New York Stock Exchange.
a sole proprietorship, partnership, or corporation
A brokerage firm or investment dealer that owns a seat on TSX Venture Exchange, or is a member of the Investment Dealers Association of Canada. Also known at Toronto Stock Exchange as a Participating Organization.
A trading firm of the LSE which may deal in shares on behalf of its clients or on behalf of the firm itself.
A trading firm of the London Stock Exchange may act as an agency broker on behalf of clients or on behalf of the firm itself.
A firm or company, which is a current full member of ARLA (the Association of Residential Letting Agents) and thus regulated by the Association.
Brokerage firm having one or more major stock exchange membership.
An investment firm which is a member of the Exchange and which may deal in securities on the Exchange's market on behalf of its clients, or on behalf of the firm itself.
A securities brokerage firm organized as a partnership and having at least one general partner or employee who is a member of the New York Stock Exchange.
A partnership or corporation that owns a membership on an exchange.
The term “member firm†means any partnership, corporation or other legal entity admitted to membership in NASD. The term "member firm" may include firms that are not members of NASD. For more information view the NASD Dispute Resolution list of other exchanges using NASD's forum Web Page.
A broker-dealer in which at least one of the principal officers is a member of either the NYSE, another major stock exchange, a self-regulatory organization or a clearing house corporation.
Used for listed equity securities. Brokerage firm that has at least one membership on a major stock exchange even though, by exchange rules, the membership in the name of an employee and not of the firm itself.
A broker/dealer that is a member of the National Association of Securities Dealers, Inc.
An investment dealer which owns a seat on a particular stock exchange or is a member of the Investment Dealers Association of Canada.
A trading firm on the London Stock Exchange which may act as an agency broker on behalf of clients or a principal.
Brokerage firm that has at least one membership on a major stock exchange and may act as an agency broker on behalf of clients or on behalf of the firm itself.
A broker-dealer or stock brokerage company in which at least one of the principal officers is a member of a recognized stock exchange, a recognized self-governing body (i.e., the IDA), or a clearing corporation.
