An individual or entity, such as a securities firm, when it acts as a principal and stands ready to buy and sell for its own account. More generally, an individual or entity which buys and sells products and holds an inventory. see also broker, broker/dealer, agent, National Association of Securities Dealers, make a market, paper dealer, Primary Dealer, principal.
A dealer sells new and used cars as a means of doing business. They can also supply financing and aftermarket services, although it is usually less expensive to seek financing through a loan broker than through a dealer.
A person or firm acting as a principal in buying and selling securities; usually compensated by the spread.
Someone who buys and sells securities.
An individual or institution that purchases and sells financial instruments that it owns for its own account. Typically dealers interact with dealers at other institutions and do not conduct trades directly with individual or corporate customers.
An account that handles newspapers on a wholesale basis.
a person who buys and resells merchandise or services to make a profit.
A person or securities firm acting as a principal in a securities transaction rather than as a broker. Dealers can buy securities for their own account as well as sell securities out of their own inventories. Many firms function both as brokers and as dealers; such firms are often referred to as "broker-dealers." If a dealer is a principal in a transaction, the trade confirmation must disclose this fact. Dealers typically charge buyers a markup and sellers a markdown. CFS is a broker, not a dealer. See also market maker and specialist.
An individual or company who buys and sells materials, such as works of art; Galleries, collectible shops or individuals who carry and sell artwork.
A person or firm that engages in the business of underwriting, trading and selling securities for its own account acting as principal. A person or firm engaged in the business of effecting principal trades in municipal securities is known as a “municipal securities dealer.” Although for purposes of the Securities Exchange Act of 1934 the term “dealer” generally does not include a bank, the term “municipal securities dealer” expressly does include a bank, or a separately identifiable department or division of a bank, that is engaged in underwriting, trading and selling municipal securities for its own account, other than in a fiduciary capacity. In colloquial usage, these terms are used to refer to both securities firms and dealer banks. Compare: BROKER. See: BROKER-DEALER; DEALER BANK.
An individual, or group of individuals who have entered into a contractual agreement with a manufacturer to sell the products that are supplied by the manufacturer.
A person or entity engaged in the business of buying or selling securities for its own account. Contrast with broker.
A person or institution acting as a principal in trading securities This activity is opposed to a broker, which transacts trades for the account of its customer. The dealer is usually compensated by the spread.
A firm that buys and sells securities for its own account rather than as an agent. The dealer's profit or loss is the difference between the price it pays and the price it receives for the same security. The dealer's confirmation must disclose to customers that the dealer has acted as principal. A firm may function, at different times, either as a broker or dealer, but may not act as both in the same transaction.
The term DEALER is defined in Section 2(12) as any person who is engaged, directly or indirectly, in the business of dealing or trading in SECURITIES that are issued by another person. Under Section 3(a)(5), a DEALER is any person engaged in the business of buying and selling securities for his own account, through a BROKER or otherwise. As used in the 1934 ACT, the term DEALER only encompasses persons that buy and sell securities for their own account as part of a regular business. Although a BANK is not usually considered a dealer, it will be deemed a DEALER if it is a bank as described in Rule 3b-9. A DEALER is a person that is ready and willing to buy a SECURITY for or sell a security from its own account to an investor.
An investment banker or firm in the business of buying and selling mortgage-backed securities not as an agent, but as a principal. Unlike brokers, dealers hold inventories of securities.
A person, or a company, who buys securities for his own account (at his Bid price) or sells them from his own account (at his asked price). Compare with Broker. Français: Courtier Español: Vendedor, agente, concesionario, revendedor, expendedor, detallista, agente de valores
An individual or FX brokerage firm that risks its own capital, offering buy and sell quotes in a currency market. One that consistently makes two-way prices, providing both bids and offers.
A dealer, as opposed to a broker, acts as a principal in all transactions, buying and selling for his own account.
Any individual or firm, other than a bank, which i... Add a comment
An entity who buys or sells securities for its own account and bears the risks involved. A customer who purchases stocks from the dealer will receive the stocks held in the dealer's account. Trading by a market maker to provide liquidity for assigned stocks is usually undertaken with a role as a dealer.
An individual (firm) who buys and sells securities for his or her own account.
A person or firm that buys or sells securities, normally for a profit.
A person, brokerage firm, or other entity that engages in the business of buying and selling securities for its own account.
A person or company, who buys, sells and trades memorabilia.
Individual or form acting as principal in a securities transaction.
Dealers are entities or individuals in the regular business of buying and selling securities for their own account.
In tax terms, a person or business that regularly buys and sells property. The tax results of a transaction may hinge upon the classification of the taxpayer as a dealer or non-dealer.
Someone who buys and sells stocks from his or her own accounts or the accounts of the firm he or she represents. Some dealers also act as brokers. (See also Broker.)
the major party to a financial transaction at a stock exchange; buys and sells for his own account
a company that is authorized to sell Honda Power Equipment from an authorized location
a firm or individual who trades for his own account
a firm or individual who trades for its own account
an independantly owned franchise and GM does have standards they are supposed to meet
a person, corporation, or entity that acquires property for a fast resale only
a person or firm that buys and sells for his or her own inventory of securities and for others
a person who sells or trades the stuff us collectors collect
a person who sells, wholesales, exchanges, barters, or gives away within Montana any pesticide except those pesticides intended for home, yard, garden, home orchard, shade trees, ornamental trees, bushes, and lawn
a firm that buys and sells, adding some value for the consumer in the process. Dealer often means a firm which operates closer in the distribution channel to the consumer than a distributor or wholesaler, and may add more value for consumers than either of the above-mentioned terms.
people who buy and sell securities as principal, versus a broker who is someone's agent
a financial market intermediary who acts as a principal by buying or selling from its own account. Dealers may also act as market makers by regularly quoting bid and offer prices and standing ready to make a two-sided market.
A 'dealer' commits capital and takes one side of a position, and closes out the position in a subsequent trade with another party to hopefully earn a spread (profit). In contrast, a broker is an individual or firm that puts buyers and sellers together for a fee or commission, and therefore acts as an intermediary.
An individual or firm that purchases and sells securities for its own account and its customers.
someone who sells drugs (Cleansed).
Dealer is an optional field which represents the dealer or broker of a position.
In the 2020 program, a person who sells beverage containers to consumers, excluding lodging, eating or drinking establishments, or soft drink vending machine operators.
A seller who often (but not always) make his living selling via on-line auctions. Dealers tend to have large inventories, and often have several auctions running at the same time.
An employee of a brokerage firm who is licensed to buy or sell securities for the firm's clients.
A person or firm that negotiates to purchase product from suppliers; accepts, receives, and takes possession of the product; and negotiates with customers to sell the product at a profit.
Is an organization which transacts trades on the behalf of its proprietary account. This activity is opposed to a broker which transacts trades for the account of its customer. The dealer is usually compensated by the spread.
A car dealer is anyone who sells more than five cars in a year. A dealer must be licensed and abide by all laws that apply to dealers.
One who acts as a principal or counterpart to a transaction; places the order to buy or sell.
An individual who places orders to buy or sell securities.
One who, as opposed to a broker, acts as a principle in all transactions, buying and selling for its own accounts.
Individual or firm in cash market who acts as principal in transactions. The dealer maintains an inventory of securities from which he draws upon in sales and adds to in purchases.
A person or company that regularly buys and sells numismatic collectibles
An individual or firm who buys and sells securities as a principal rather than as an agent. The dealer's profit or loss is measured by the difference between the price paid and the price received for a security.
An individual or firm acting as a principal, rather than as an agent, in the purchase and/or sale of securities. Dealers trade for their own account and risk.
A person who functions as a principal in a trade by taking one side, with the intention of quickly offsetting that position through a counterparty, with the goal of profiting from this “dealing.
An individual or organization that regularly buys, sells and trades coins.
The role of a securities firm when it works as a principal in a particular transaction.
Dealers buy and sell securities on behalf of the broking firm (or investment bank) itself. Securities bought by the bank may be sold to clients or other firms or becomes part of the bankâ€(tm)s own holdings.
One authorised to deal on the foreign exchange market, who by placing the order to buy or sell, acts as the principal or counterpart to a transaction.
An individual or firm that buys and sells assets from their portfolio, acting as a principal or counterpart to a transaction.
Party legally authorized to operate on the stock market for his own account.
An IRS designation for a person who regularly buys and sells real property.
An individual or firm who acts as principal in the sale of merchandise.
Individual or firm that acts as a principal in a securities transaction, trades for its own account, maintains inventory and accepts risk; a specialist trading for its own account.
(see discount broker, full-service broker, stockbroker)
Acts as principal and buys securities from or sells securities to his/her customers.
In antiques and collectables, a retailer who seeks to profit from buying and reselling collectables and/or related items. Decanter: A container for liquids, most commonly used to store wine or alcohol. A decanter often has a stopper and a long neck.
The role of a securities firm when it acts as a principal in a particular trade. A firm is acting as a dealer when it buys or sells a security for its own account and at its own risk and then charges the customer a markup or markdown.
Individual or firm acting as a Principal in a securities transaction. Principals trade for their own account and risk.
A firm in the business of acting as a counterparty to foreign currency transactions.
Entity that stands ready to buy or sell security for its account.
A brokerage firm that buys or sells a security for its own account, and at its own risk, then charges the customer a mark-up or mark-down.
An individual or firm who purchases over the counter securities for their own account profiting or losing on them when sold. Dealers trade for their own account and risk.
An individual or organisation that buys and sells products.
An individual or firm in the securities business who buys and sells securities for its own account rather than as an agent. The dealer's profit or loss is the difference between the price he pays and the price he receives for the same security. The dealer's confirmation must disclose to his customer that he has acted as principal. An individual or firm may function, at different times, either as broker or dealer.
An individual who acts as a principal or counterpart to a transaction. Principals take one side of a position, hoping to earn a spread (profit) by closing out the position in a subsequent trade with another party. In contrast, a broker is an individual or firm that acts as an intermediary, putting together buyers and sellers for a fee or commission.
A federally-approved tobacco broker.
A person or firm that regularly buys and sells property. A person is classified as a dealer if at the time of the sale, that person held the property primarily for sale to customers in the ordinary course of business. Gains from the sale of such property are ordinary gains not capital gains.
An individual or firm in the securities business who buys and sells stocks and bonds as a principal rather than as an agent. The dealer's profit or loss is the difference between the price paid and the price received for the same security. The dealer's confirmation must disclose to the customer that the principal has been acted upon. The same individual or firm may function, at different times, either as a broker or dealer. (See: NASD, Specialist)
A firm that functions as a market maker and that, as such, positions the security to buy and sell versus the public and/or brokerage community.
An entity that stands ready and willing to buy a security for its own account (at its bid price) or sell from its own account (at its ask price).
An individual or firm in the securities business who acts as a principal rather than as an agent in a specific transaction. Principles buy and sell securities for their own account and risk. A dealer's profit or loss is derived from the difference between the price he/she pays for the security and the price he/she receives when selling the security to a customer. Because most individuals and firms act as both brokers and dealers, the term broker-dealer is commonly used. See: Principal
An individual or firm in the securities business acting as a principal rather than as an agent. (See As Agent; As Principal)
Someone who's occupation is buying, selling, and trading numismatic material.
An individual places the order to buy and sell, hoping to earn spread by closing out positions.
One who places the order to buy or sell. A dealer differs from an agent in that it takes ownership of the asset, and thereby is exposed to some risk.
A firm or individual who puts up capital and takes one side of a position, seeking to earn a spread (profit) through closing out the position in another trade with a different party.
Anyone who buys goods or property for the purpose of selling as a business.
In securities transactions, any person who buys and sells securities for his/her own account in the ordinary course of business
Dealers, also known as principals, trade securities for their own investment accounts or for the account of the brokerage firms where they work. Securities purchased for a particular firm's account may, in turn, be sold by the firm's brokers to investors who are clients of the firm. As a result, the term broker/dealer is frequently used to describe people or firms that handle both types of transactions.
A person or firm who places orders to buy or sell securities.
An individual or firm who purchases goods for resale.
An individual or firm that acts as a market maker in an instrument such as a security or foreign currency.
Any person or company in the business of buying and selling securities for his or her own account, through a broker or otherwise.
An individual or a company in the securities industry who buys and sells securities as a principal rather than an agent. The profit and loss is the difference between the price paid and the price received for the same security.
Someone whose occupation is buying, selling, and trading numismatic material.
