Definitions for "Immediate Family Member"
Under NASD Rule 2790, an RR's immediate family members include parents, mother-in-law or father-in- law, husband or wife, brother or sister, brother- in-law or sister-in-law, son-in-law or daughter- in-law, and children. In addition, the term includes any other person who is supported, directly or indirectly, to a material extent by the RR.
Includes spouses, children, parents, siblings, grandparents, grandchildren, parents-in-law, brothers- and sisters-in-law, and sons- and daughters-in-law.
Child, spouse, or parent.
an employee (other than an executive officer) of a company that does business with Duke Energy or its subsidiaries or in which Duke Energy or its subsidiaries have an equity interest