Definitions for "Compliance officer"
Person responsible for the review and implementation of procedures for monitoring and supporting investment advisory and mutual fund businesses to ensure regulatory compliance.
Means Foundation staff assigned to insure compliance by all Foundation staff with all Federal regulations and Foundation policies and to respond to inquiries from staff when it appears that a written Foundation policy does not address a question presented by the facts concerning a particular issue.
An official of an intermediary whose role is to ensure that the entity complies with all the laws under which it operates and rules issued by the *regulator.
an integral part of OSHA's enforcement policies
An employee of the Domestic Relations Office who holds Contempt Conferences and takes other enforcement actions when defendants are not following the support Orders.