Qualified individual who provides counsel and advice regarding investment purchases, asset allocation and trade regulations on behalf of a client.
A person, company or institution registered with the SEC under the Investment Advisors Act of 1940 to manage the investments of third parties.
A professional who is licensed to sell securities by one of the provincial securities, provided he or she passed the Canadian Securities Course.
1. Any person who makes investment recommendations in return for a flat fee or percentage of assets managed. 2. For investment companies, the individual who has the day-to-day responsibility of investing the cash and securities held in the fund's portfolio in accordance with the objectives stated in the fund's prospectus.
See Investment Management Company.
An expert in the design, implementation and oversight of investment strategies. Unlike an investment manager, an advisor traditionally does not exercise day-to-day management decision-making authority.
someone who advises others how to invest their money
a person or organization that provides investment advice
The individual or firm that is responsible for managing a portfolio or mutual fund.
A regulated consultant offering investment advice and execution services.
Firm or individual who provides financial advice for a fee.
The firm that manages, organizes and administers a mutual fund company.
An individual or firm which assist in the development and implementation of a financial or investment plan.
A person employed by an investment dealer who provides investment advice to clients and executes trades on their behalf in securities and other investment products.
An individual or organization that manages a portfolio and makes day-to-day investment decisions involving the purchases or sales of securities.
A person or organisation that advises others on investments. Investment advice should only be taken from a licensed investment advisor.
A person who, for compensation, offers investment advice; an adviser who has the day-to-day responsibility of investing the cash and securities held in a mutual fund's portfolio as guided by the fund's objectives as stated in the fund's prospectus
An advisor can be the organization employed by a mutual fund to advise it in the investment, supervision and management of the investment company's assets.
Someone who provides investment advice to clients and executes trades on their behalf in securities and other investment products. Investment advisors must attain set educational qualifications, follow certain rules and regulations and be registered by the securities commission in the province in which he or she works, and maybe investment counsel to a mutual fund or the manager of a mutual fund.
A professional who is employed by a securities firm and must be registered by the securities commission of the province in which he or she works. Licensed to make investment recommendations and manage the transactions of stocks, bonds, mutual funds, GICs and managed funds.
A person who manages assets, making portfolio composition and individual security selection decisions for a fee, usually a percentage of assets invested.
A company or individual providing investment advice for a fee. A mutual fund will hire an investment advisor to manage the fund's assets. That investment advisor will assign specialists called portfolio managers to manage the fund's investments according to the fund's stated investment objective.
A salesperson employed by a securities firm who must be registered by the securities commission of the province or state where he or she works.
1. A person making investment recommendations in return for a flat fee or percentage of assets managed, known as a commission. 2. For mutual fund companies, it is the individual who has the day-to-day responsibility of investing and monitoring the cash and securities within the fund's portfolio in order to achieve the fund's objectives.
A full-time employee of an investment firm who is licensed to give investment advice to the public and to execute orders to buy and sell securities.
A person or organization employed by an individual, insurance company, pension fund or mutual fund to manage assets or provide investment advice.
An investment advisor (or investment adviser) is an individual or firm that advises clients on investment matters on a professional basis.