A firm or individual, as defined in the Investment Advisers Act of 1940, that provides investment advice about securities, is in the business of giving advice, and is compensated for that advice. Mutual funds have an investment adviser to manage the fund's portfolio.
Any person who, for compensation, engages in the business of advising others, either directly or through writing, as to the value of securities or the advisability of investing in, purchasing, or selling securities, or who, for compensation, issues analyses or reports concerning securities. Most investment advisers must register with the SEC and with most states. They are subject to the Investment Advisers Act of 1940 and the rules and regulations thereunder, as well as applicable state “blue sky” laws.
someone who advises others how to invest their money
a particular type of financial planner who is in the business of providing advice regarding investments in securities
An individual or an organisation which provides investment advice for a fee.
A person who carries on a business in Hong Kong which provides investment advice with respect to securities and is registered with the Securities and Futures Commission as an investment adviser.
A person who manages assets, making portfolio composition and individual security selection decisions, for a fee, usually a percentage of assets invested.
individual or entity who provides investment advice for a fee.
generally, a person or entity who receives compensation for giving individually tailored advice to a specific person on investing in stocks, bonds, or mutual funds. Some investment advisers also manage portfolios of securities, including mutual funds.
An individual or organization that manages a portfolio and makes day-to-day investment decisions regarding the purchase or sales of securities. Also called a portfolio manager.
A professional who, for a fee, manages an investment portfolio
An entity that makes the recommendations and/or decisions regarding a portfolio's investments. Alternatively called a portfolio manager.
Any person who, for compensation (a flat fee or percentage of assets managed), offers investment advice. This definition includes a person who issues written reports or analyses for compensation. For investment companies, the adviser has the day-to-day responsibility of investing the cash and securities held in the mutual funds portfolio. The adviser must adhere to the objectives as stated in the funds prospectus.
In the context of mutual funds, a person or organization employed by a mutual fund to give professional advice on the fund's investments and asset management practices. Individuals may also hire an investment adviser to provide investment advice.
Investment counsel to a mutual fund. Also may be the manager of a mutual fund.
The person or group responsible for making investment decisions for a mutual fund's portfolio.
A professionally qualified individual or company whose principal livelihood is obtained from giving objective, impartial investment advice to investors for a stated fee.
